Gough Square Chambers advises and represents financial services professionals in disciplinary and regulatory proceedings. Members act for individuals facing investigation or enforcement action by financial regulators and professional bodies.
Members advise on investigations brought by the Financial Conduct Authority. These cases may concern alleged misconduct, regulatory breaches, or failures of oversight. Members assist clients at every stage of the process. This includes responding to investigation notices, preparing representations, and challenging regulatory findings.
Members also appear in contested disciplinary proceedings and regulatory appeals. This includes proceedings before the Regulatory Decisions Committee and the Upper Tribunal.